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Detailed Report
KERRY WESLEY TANNER
CRD#: 1006125
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 1968 E. E BASELINE ROAD
SUITE F-104
TEMPE, AZ 85283
Registration History
1985199019952000200520102015202020252 FIRMS2005 - Present (19 years)BSENTRA SECURITIES CORPORATION (CRD# 10249)1987 - 2005 (18 years)BJODY HUMBER C.F.P. LTD. (CRD# 10463)1982 - 1986 (4 years)BPRIVATE LEDGER FINANCIAL SERVI... (CRD# 6413)1981 - 1982 (<1 year)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 125953)2005 - 2005 (<1 year)IASENTRA SECURITIES CORP (CRD# 10249)2002 - 2005 (3 years)
Disclosure(s)
View By:
5/28/1986
Customer Dispute
Settled
2/1/1986
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/15/2005
B
North Carolina 4/15/2005
IA
Arizona 10/21/2005
B
Ohio 10/28/2015
B
California 4/15/2005
B
Texas 4/15/2005
B
Connecticut 1/10/2025
IA
Texas 10/21/2005
B
Illinois 4/18/2005
B
Washington 7/22/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1968 E. E BASELINE ROAD SUITE F-104, TEMPE, AZ 85283
Registered with this firm since 10/21/2005
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
1968 E. E BASELINE ROAD SUITE F-104, TEMPE, AZ 85283
Registered with this firm since 4/15/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/15/2005 - 10/21/2005 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:125953) SUN CITY WEST, AZ
IA
 04/11/2002 - 04/29/2005 SENTRA SECURITIES CORP (CRD#:10249) SUN CITY WEST, AZ
B
 01/05/1987 - 04/29/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 05/03/1982 - 12/15/1986 JODY HUMBER C.F.P. LTD. (CRD#:10463)
B
 10/13/1981 - 06/28/1982 PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED (CRD#:6413)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.