Individual Firm
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FREDERICK MICHAEL HANISH
CRD#: 1005233
IA
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OLD DRAKE, LLCCRD#: 318720 MISSOURI CITY, TX
0
Disclosures
35
Years of Experience
View By:
State Registrations
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Texas 3/22/2022
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2020 - 12/31/2021 | HOUSTON, TX | |
IA | 10/09/2015 - 03/18/2020 | HOUSTON, TX | |
B | 09/16/2016 - 07/10/2017 | The Woodlands, TX | |
B | 03/22/2016 - 08/15/2016 | NEW YORK, NY | |
IA | 12/19/2014 - 09/25/2015 | HOUSTON, TX | |
B | 12/19/2014 - 09/25/2015 | HOUSTON, TX | |
IA | 04/21/2014 - 03/30/2015 | MARBLE FALLS, TX | |
IA | 10/28/2011 - 07/07/2014 | MARBLE FALLS, TX | |
B | 08/20/2008 - 12/31/2012 | HORSESHOE BAY, TX | |
B | 03/21/1995 - 05/31/2007 | ORLANDO, FL | |
B | 09/12/1989 - 06/14/1990 | MINNEAPOLIS, MN | |
B | 01/17/1986 - 05/18/1988 | SCOTTSDALE, AZ | |
B | 08/23/1981 - 12/09/1985 |
NEW YORK, NY
03/22/2016 - 08/15/2016
ORLANDO, FL
03/21/1995 - 05/31/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.