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CARL PULTZ FLANAGAN III
CARL P. FLANAGAN III, CHIP FLANAGAN, III CARL PULTZ FLANAGAN
CRD#: 1004911
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 4901 Broadway, Suite 200
San Antonio, TX 78209
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 4901 BROADWAY
SUITE 200
SAN ANTONIO, TX 78209
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2012 (4 years)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (7 years)BSII INVESTMENTS, INC. (CRD# 2225)1998 - 2007 (8 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1998 (5 years)BCIGNA SECURITIES, INC. (CRD# 145)1981 - 1993 (11 years)
License(s)

State Registrations

B
California 1/3/2018

B
North Carolina 1/3/2018

B
Colorado 1/3/2018

B
Texas 1/3/2018

B
Florida 7/14/2021

IA
Texas 1/3/2018

B
Louisiana 1/3/2018

B
Virginia 1/26/2018

B
New York 8/20/2019

B
Wisconsin 1/3/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
4901 Broadway, Suite 200, San Antonio, TX 78209
Registered with this firm since 1/3/2018

B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
4901 BROADWAY SUITE 200, SAN ANTONIO, TX 78209
Registered with this firm since 1/3/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/05/2012 - 01/03/2018 SII INVESTMENTS, INC. (CRD#:2225) SAN ANTONIO, TX
B
01/05/2012 - 01/03/2018 SII INVESTMENTS, INC. (CRD#:2225) SAN ANTONIO, TX
IA
09/19/2007 - 01/30/2012 NFP SECURITIES, INC. (CRD#:42046) SAN ANTONIO, TX
B
04/04/2007 - 01/30/2012 NFP SECURITIES, INC. (CRD#:42046) SAN ANTONIO, TX
B
10/05/1998 - 04/13/2007 SII INVESTMENTS, INC. (CRD#:2225) AUSTIN, TX
B
04/03/1993 - 08/14/1998 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
10/16/1981 - 03/03/1993 CIGNA SECURITIES, INC. (CRD#:145) RADNOR, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.