Individual Firm
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ERNEST W GLASS JR.
ERNEST WILSON GLASS JR, ERNEST WILSON JR GLASS
CRD#: 1004082
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 6115 PARK SOUTH DRIVE
SUITE 200
CHARLOTTE, NC 28210
SUITE 200
CHARLOTTE, NC 28210
0
Disclosures
43
Years of Experience
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State Registrations
B
California 1/19/2001
IA
North Carolina 4/1/2004
IA
California 1/6/2010
B
Oregon 5/22/2018
B
Georgia 9/1/2000
B
South Carolina 5/3/1999
B
Iowa 5/3/1999
IA
South Carolina 7/23/2019
B
Louisiana 5/3/1999
B
Texas 5/3/1999
IA
Louisiana 6/27/2006
IA
Texas 4/13/2004
B
North Carolina 5/3/1999
B
Virginia 5/3/1999
SRO Registrations
B
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IA
Registered with this firm since 4/1/2004
B
Registered with this firm since 5/3/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/31/2000 - 04/01/2004 | CHARLOTTE, NC | |
B | 07/10/1997 - 05/03/1999 | NEW YORK, NY | |
B | 07/06/1994 - 07/17/1997 | PHOENIX, AZ | |
B | 11/10/1981 - 07/12/1994 | OVERLAND PARK, KS |
CHARLOTTE, NC
12/31/2000 - 04/01/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.