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MICHAEL GEORGE RICHARDSON
HAMMER HRICHISON, MICHAEL GEORGE HRICHISON, MICHAEL RICHARDSON
CRD#: 1003784
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 14428 BIG BASIN WAY
SARATOGA, CA 95070
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2006 (<1 year)3 FIRMS2007 - 2012 (5 years)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2017 (1 year)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (2 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2001 (<1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (3 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)2000 - 2000 (<1 year)BPNC BROKERAGE CORP (CRD# 34671)1994 - 1997 (2 years)BPNC SECURITIES CORP (CRD# 15647)1994 - 1994 (<1 year)BFIRST EASTERN BROKERAGE SERVIC... (CRD# 16966)1988 - 1994 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1986 - 1987 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1986 (2 years)BJANNEY MONTGOMERY SCOTT INC. (CRD# 463)1982 - 1983 (1 year)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1981 - 1982 (<1 year)IAFINANCIAL ENGINES ADVISORS L.L.C. (CRD# 104510)2017 - 2018 (<1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
License(s)

State Registrations

B
California 5/6/2020

B
Oregon 10/30/2024

IA
California 5/6/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
14428 BIG BASIN WAY, SARATOGA, CA 95070
Registered with this firm since 5/6/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
14428 BIG BASIN WAY, SARATOGA, CA 95070
Registered with this firm since 5/6/2020

Previous Registration(s)
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IA
05/14/2019 - 04/29/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN JOSE, CA
B
05/09/2019 - 04/29/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN JOSE, CA
IA
08/10/2018 - 04/10/2019 EDWARD JONES (CRD#:250) SAN JOSE, CA
B
08/10/2018 - 04/10/2019 EDWARD JONES (CRD#:250) SAN JOSE, CA
IA
06/15/2017 - 01/19/2018 FINANCIAL ENGINES ADVISORS L.L.C. (CRD#:104510) SANTA CLARA, CA
IA
07/20/2015 - 06/13/2017 COMERICA SECURITIES (CRD#:17079) SAN JOSE, CA
B
07/20/2015 - 06/13/2017 COMERICA SECURITIES (CRD#:17079) SAN JOSE, CA
IA
04/17/2015 - 07/27/2015 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LOS GATOS, CA
B
04/30/2015 - 07/27/2015 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
IA
02/12/2013 - 04/30/2013 STRATEGIC ADVISERS, INC. (CRD#:104555) LOS GATOS, CA
B
01/18/2013 - 04/29/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) LOS GATOS, CA
IA
01/31/2007 - 04/20/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) CAMPBELL, CA
IA
01/31/2007 - 04/20/2012 TD AMERITRADE, INC. (CRD#:7870) CAMPBELL, CA
B
01/31/2007 - 04/20/2012 TD AMERITRADE, INC. (CRD#:7870) CAMPBELL, CA
IA
10/28/2005 - 04/21/2006 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) DALLAS, TX
B
10/28/2005 - 04/21/2006 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
IA
09/09/2002 - 09/10/2004 QUICK & REILLY, INC. (CRD#:11217) BETHLEHEM, PA
B
12/07/2001 - 09/10/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
10/01/2000 - 05/09/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
07/07/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
07/18/2000 - 09/29/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
12/23/1994 - 07/14/1997 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
06/17/1994 - 12/23/1994 PNC SECURITIES CORP (CRD#:15647) PITTSBURGH, PA
B
05/21/1988 - 07/14/1994 FIRST EASTERN BROKERAGE SERVICES, INC. (CRD#:16966)
B
08/05/1986 - 12/24/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
09/06/1983 - 08/11/1986 E. F. HUTTON & COMPANY INC (CRD#:235)
B
07/19/1982 - 08/23/1983 JANNEY MONTGOMERY SCOTT INC. (CRD#:463)
B
09/17/1981 - 08/26/1982 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
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Investment Adviser
Disclosures
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