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Detailed Report
ALICE DOUGLAS PIDGEON
ALICE B DOUGLAS, ALICE BOLE DOUGLAS, ALICE BOLE PIDGEON
CRD#: 1003026
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2011 - Present (13 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1991 - Present (33 years)BSMITH CULVER, INC. (CRD# 24007)1991 - 1991 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1988 - 1989 (1 year)BSUTRO & CO. INCORPORATED (CRD# 801)1984 - 1986 (1 year)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1981 - 1983 (1 year)
License(s)

State Registrations

B
Arizona 4/29/2011
B
Nevada 4/29/2011
B
California 8/1/1991
B
New Jersey 1/23/2024
IA
California 5/2/2011
B
New Mexico 4/29/2011
B
Colorado 4/29/2011
B
New York 4/29/2011
B
Connecticut 7/15/2024
B
North Carolina 6/11/2012
B
Florida 4/29/2011
B
Oregon 4/29/2011
B
Hawaii 6/12/2020
B
Pennsylvania 4/29/2011
B
Idaho 4/29/2011
B
South Carolina 5/6/2014
B
Illinois 4/29/2011
B
Tennessee 3/2/2022
B
Maine 4/29/2011
B
Texas 4/29/2011
B
Maryland 4/29/2011
IA
Texas 10/17/2014
B
Massachusetts 7/10/2014
B
Virginia 4/29/2011
B
Michigan 6/30/2017
B
Washington 4/29/2011
B
Montana 11/19/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
SAN RAFAEL, CA
Registered with this firm since 5/2/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
SAN RAFAEL, CA
Registered with this firm since 8/1/1991
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/28/1991 - 08/20/1991 SMITH CULVER, INC. (CRD#:24007) SAN FRANCISCO, CA
B
 05/09/1988 - 06/13/1989 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 12/12/1984 - 11/03/1986 SUTRO & CO. INCORPORATED (CRD#:801)
B
 09/22/1981 - 06/08/1983 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.