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Detailed Report
PETER JAMES HALL
CRD#: 1002113
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1981 - 2003 (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1981 - 1992 (11 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 11/29/2017
B
Missouri 6/20/2024
B
California 1/4/2022
B
New Hampshire 6/23/2015
B
Colorado 4/25/2023
B
New Jersey 7/1/2003
B
Delaware 7/1/2003
IA
New Jersey 7/1/2003
B
Florida 7/1/2003
B
New York 11/12/2018
B
Illinois 3/6/2009
B
North Carolina 1/15/2019
B
Louisiana 1/5/2022
B
Ohio 12/5/2006
B
Maryland 7/1/2003
B
Pennsylvania 7/1/2003
B
Michigan 7/1/2003
B
Vermont 2/13/2024
B
Minnesota 7/1/2003
B
Virginia 11/7/2013

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Haddonfield, NJ
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7000 LINCOLN DR E STE 301, MARLTON, NJ 08053
Haddonfield, NJ
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/24/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) MARLTON, NJ
B
 08/18/1981 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 08/27/1981 - 12/31/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.