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Joseph Paul Moceri
JOE MOCERI
CRD#: 1001854
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 321 EAST 2ND STREET
1ST & 2ND FLOOR
ROCHESTER, MI 48307
Registration History
1985199019952000200520102015202020252 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 2020 (35 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1984 (1 year)BIDS MARKETING CORPORATION (CRD# 6363)1981 - 1983 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 2020 (28 years)
Disclosure(s)
View By:
3/6/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/5/2020

B
Missouri 12/16/2022

B
Colorado 3/5/2020

B
North Carolina 3/5/2020

B
Florida 3/5/2020

B
Ohio 3/5/2020

B
Georgia 3/5/2020

B
Pennsylvania 5/27/2021

B
Illinois 3/5/2020

B
South Carolina 3/5/2020

B
Indiana 3/6/2020

B
Tennessee 3/5/2020

B
Kentucky 3/5/2020

B
Texas 3/5/2020

B
Maryland 3/5/2020

IA
Texas 3/5/2020

B
Michigan 3/5/2020

B
Utah 3/5/2020

IA
Michigan 3/9/2020

B
Virginia 3/5/2020

B
Mississippi 1/17/2024

B
Washington 3/5/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
321 EAST 2ND STREET 1ST & 2ND FLOOR, ROCHESTER, MI 48307
Registered with this firm since 3/5/2020

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
321 EAST 2ND STREET 1ST & 2ND FLOOR, ROCHESTER, MI 48307
Registered with this firm since 3/5/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/1991 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
07/02/1984 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUBURN HILLS, MI
B
06/10/1983 - 07/19/1984 E. F. HUTTON & COMPANY INC (CRD#:235)
B
08/12/1981 - 06/10/1983 IDS MARKETING CORPORATION (CRD#:6363)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.