Individual Firm
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LEON BURTON HIRSH
CRD#: 1001697
IA
B
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 1151 Office Woods Dr.
Suite B
Pensacola, FL 32504
Suite B
Pensacola, FL 32504
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6/9/2011
Customer Dispute
Denied
State Registrations
B
Alabama 5/19/2014
B
Missouri 5/19/2014
B
Arizona 12/22/2021
B
New York 5/19/2014
B
Arkansas 5/19/2014
B
North Carolina 5/19/2014
B
California 5/29/2014
B
Ohio 5/19/2014
B
Florida 5/19/2014
B
South Carolina 5/19/2014
IA
Florida 6/2/2014
B
Tennessee 5/19/2014
B
Georgia 5/19/2014
B
Texas 2/21/2020
B
Indiana 6/5/2014
IA
Texas 2/21/2020
B
Kentucky 9/9/2014
B
Virginia 5/19/2014
B
Maryland 5/19/2014
B
West Virginia 5/19/2014
B
Mississippi 5/19/2014
B
Wisconsin 1/5/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/19/2014
B
Registered with this firm since 5/19/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 05/20/2014 | PENSACOLA, FL | |
B | 01/01/2008 - 05/20/2014 | PENSACOLA, FL | |
B | 09/28/1987 - 01/03/2008 | PENSACOLA, FL | |
IA | 07/18/1994 - 01/01/2008 | PENSACOLA, FL | |
B | 08/27/1981 - 10/06/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.