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PHYLLIS RICE MITCHELL
PHYLLIS RICE, PHYLLIS RICE WHITE, PHYLLIS WHITE
CRD#: 1001654
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 9927 Stephen Decatur Highway, Suite 18
Ocean Park, MD 21842
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9927 Stephen Decatur Highway, Suite 18
Ocean City, MD 21842
Registration History
1985199019952000200520102015202020252 FIRMS1981 - 1983 (2 years)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BMEDALLION INVESTMENT SERVICES,... (CRD# 45314)1999 - 2009 (10 years)BSECURITIES SERVICE NETWORK, INC. (CRD# 13318)1996 - 1998 (2 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1996 - 1996 (<1 year)BCOMPREHENSIVE FINANCIAL SERVIC... (CRD# 22710)1988 - 1996 (7 years)BSOUTHMARK FINANCIAL SERVICES, INC. (CRD# 6518)1985 - 1988 (3 years)BLINCOLN NATIONAL PENSION INSUR... (CRD# 10293)1984 - 1985 (1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1983 - 1985 (1 year)IAPHYLLIS R. MITCHELL FINANCIAL ... (CRD# 121337)2022 - 2023 (1 year)IAMEDALLION ADVISORY SERVICES, LLC (CRD# 113788)1998 - 2009 (11 years)
License(s)

State Registrations

B
Arizona 10/17/2017

B
New Hampshire 10/17/2017

B
Colorado 10/17/2017

B
New Jersey 10/17/2017

B
Delaware 10/17/2017

B
North Carolina 10/17/2017

B
Florida 10/17/2017

B
Pennsylvania 10/17/2017

B
Maryland 10/17/2017

B
South Carolina 10/17/2017

IA
Maryland 10/17/2017

B
Virginia 10/17/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
9927 Stephen Decatur Highway, Suite 18, Ocean Park, MD 21842
Registered with this firm since 10/17/2017

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
9927 Stephen Decatur Highway, Suite 18, Ocean City, MD 21842
Registered with this firm since 10/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/06/2022 - 04/06/2023 PHYLLIS R. MITCHELL FINANCIAL SERVICES, INC. (CRD#:121337) Ocean City, MD
IA
12/01/2009 - 10/24/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) OCEAN CITY, MD
B
12/01/2009 - 10/24/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) OCEAN CITY, MD
IA
03/20/1998 - 12/01/2009 MEDALLION ADVISORY SERVICES, LLC (CRD#:113788) OCEAN CITY, MD
B
01/04/1999 - 12/01/2009 MEDALLION INVESTMENT SERVICES, INC. (CRD#:45314) OCEAN CITY, MD
B
07/31/1996 - 12/31/1998 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) KNOXVILLE, TN
B
01/01/1996 - 08/13/1996 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
10/04/1988 - 01/01/1996 COMPREHENSIVE FINANCIAL SERVICES, INC. (CRD#:22710)
B
04/10/1985 - 12/31/1988 SOUTHMARK FINANCIAL SERVICES, INC. (CRD#:6518)
B
03/08/1984 - 05/13/1985 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
B
11/16/1983 - 04/22/1985 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
09/16/1981 - 10/25/1983 INVESTORS DIVERSIFIED SERVICES, INC. (CRD#:6320)
B
07/08/1981 - 10/25/1983 IDS MARKETING CORPORATION (CRD#:6363)
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B
Broker
IA
Investment Adviser
Disclosures
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