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Detailed Report
THOMAS MARCO AVITABILE
Thomas M Avitabile
CRD#: 1001420
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 136-20 38TH AVENUE
UNIT 8J
FLUSHING, NY 11354
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2020 (5 years)2 FIRMS2020 - Present (4 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2003 - 2004 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2001 - 2003 (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2000 - 2000 (<1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - 1999 (<1 year)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)1998 - 1999 (<1 year)BCORELINK FINANCIAL, INC. (CRD# 23302)1994 - 1998 (3 years)BWALL STREET INVESTOR SERVICES (CRD# 10012)1993 - 1994 (1 year)BGKN SECURITIES CORP. (CRD# 19415)1992 - 1992 (<1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1983 - 1983 (<1 year)BBEAR, STEARNS & CO. (CRD# 79)1982 - 1982 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2002 - 2003 (<1 year)
Disclosure(s)
View By:
7/14/2017
Judgment / Lien
6/15/2017
Financial
Final
10/7/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Connecticut 7/9/2020
IA
New Jersey 4/13/2022
IA
Connecticut 7/20/2020
B
New York 8/4/2020
B
Florida 9/14/2020
IA
New York 4/16/2021
IA
Florida 9/14/2020
B
North Carolina 1/16/2024
B
Maryland 10/7/2020
IA
North Carolina 1/19/2024
IA
Maryland 10/7/2020
B
Texas 8/25/2020
B
New Jersey 3/10/2022
IA
Texas 8/25/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
136-20 38TH AVENUE UNIT 8J, FLUSHING, NY 11354
Registered with this firm since 7/20/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
136-20 38TH AVENUE UNIT 8J, FLUSHING, NY 11354
Registered with this firm since 7/8/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/19/2015 - 06/05/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) STAMFORD, CT
B
 03/19/2015 - 06/05/2020 HSBC SECURITIES (USA) INC. (CRD#:19585) STAMFORD, CT
IA
 12/23/2013 - 03/12/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LARCHMONT, NY
B
 12/10/2013 - 03/12/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LARCHMONT, NY
IA
 05/03/2007 - 11/25/2013 HSBC SECURITIES (USA) INC. (CRD#:19585) SCARSDALE, NY
B
 05/03/2007 - 11/25/2013 HSBC SECURITIES (USA) INC. (CRD#:19585) SCARSDALE, NY
IA
 10/20/2004 - 04/24/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GREENWICH, CT
B
 10/20/2004 - 04/24/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GREENWICH, CT
IA
 03/02/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) GARDEN CITY, NY
B
 03/02/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 10/20/2003 - 03/10/2004 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
IA
 11/04/2002 - 09/09/2003 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 05/09/2001 - 09/09/2003 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 01/05/2000 - 11/21/2000 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 01/21/1999 - 12/23/1999 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
 04/08/1998 - 01/25/1999 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
B
 09/07/1994 - 05/18/1998 CORELINK FINANCIAL, INC. (CRD#:23302) ST. CLOUD, MN
B
 09/01/1993 - 09/09/1994 WALL STREET INVESTOR SERVICES (CRD#:10012) NEW YORK, NY
B
 05/19/1992 - 06/23/1992 GKN SECURITIES CORP. (CRD#:19415) NEW YORK, NY
B
 04/07/1983 - 11/15/1983 OPPENHEIMER & CO., INC. (CRD#:630)
B
 04/16/1982 - 10/29/1982 BEAR, STEARNS & CO. (CRD#:79)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.