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KENNETH SCOTT BRANDENBURG
K SCOTT BRANDENBURG, SCOTT BRANDENBURG
CRD#: 1000539
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3330 Cumberland Blvd
Suite 500
Atlanta, GA 30339
Registration History
1985199019952000200520102015202020252 FIRMS1995 - 2002 (7 years)2 FIRMS2002 - 2003 (<1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2010 - 2024 (14 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2006 - 2006 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1989 - 1995 (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1981 - 1989 (7 years)IATRIAD ADVISORS, LLC (CRD# 25803)2021 - 2024 (2 years)IAASHWORTH SULLIVAN WEALTH ADVIS... (CRD# 150008)2011 - 2022 (11 years)
Disclosure(s)
View By:
11/19/2019
Judgment / Lien
9/5/2018
Judgment / Lien
1/1/2018
Judgment / Lien
8/7/2017
Judgment / Lien
3/23/2016
Judgment / Lien
8/31/2015
Judgment / Lien
6/1/2015
Judgment / Lien
9/26/2011
Judgment / Lien
7/29/2003
Criminal
Final Disposition
10/29/2002
Regulatory
Final
4/2/2002
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 8/23/2024

B
Mississippi 8/23/2024

IA
Florida 8/23/2024

IA
Mississippi 8/23/2024

B
Georgia 8/23/2024

B
Texas 8/23/2024

IA
Georgia 8/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3330 Cumberland Blvd Suite 500, Atlanta, GA 30339
Registered with this firm since 8/23/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
3330 Cumberland Blvd Suite 500, Atlanta, GA 30339
Registered with this firm since 8/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2021 - 08/23/2024 TRIAD ADVISORS, LLC (CRD#:25803) Atlanta, GA
B
04/16/2010 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Atlanta, GA
IA
01/19/2011 - 01/11/2022 ASHWORTH SULLIVAN WEALTH ADVISORS LLC (CRD#:150008) MILTON, GA
IA
03/21/2007 - 12/22/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
B
03/16/2007 - 12/22/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
B
07/19/2006 - 08/02/2006 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
IA
02/02/2004 - 07/11/2006 SUMMIT FINANCIAL GROUP INC (CRD#:109485) MABLETON, GA
B
03/09/2004 - 07/11/2006 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) MABLETON, GA
IA
09/24/2002 - 06/12/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ORLANDO, FL
B
09/20/2002 - 06/12/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
01/28/1995 - 10/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) ORLANDO, FL
B
01/28/1995 - 10/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
02/22/1989 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
07/29/1981 - 03/06/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.