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Detailed Report
UZIEL GOMEZ
CRD#: 7774739
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Investment Adviser
AVISE FINANCIALCRD#: 328790 CANOGA PARK, CA
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIAAVISE FINANCIAL (CRD# 328790)2025 - Present (<1 year)IAEQUALIS FINANCIAL (CRD# 281418)2024 - 2025 (<1 year)IAINTERNATIONAL PRIVATE WEALTH A... (CRD# 323032)2023 - 2024 (<1 year)
License(s)

State Registrations

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California 1/9/2025
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Texas 1/9/2025
Current Registration(s)
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AVISE FINANCIAL (CRD#:328790)
CANOGA PARK, CA
Registered with this firm since 1/9/2025
Previous Registration(s)
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 05/08/2024 - 01/23/2025 EQUALIS FINANCIAL (CRD#:281418) Canoga Park, CA
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 06/27/2023 - 03/27/2024 INTERNATIONAL PRIVATE WEALTH ADVISORS LLC (CRD#:323032) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.