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Detailed Report
ANNA MARIA POPKE
ANNA MARIA PISAPIA, ANNA POPKE
CRD#: 4774215
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Investment Adviser
MAJESTIC OAK FINANCIAL, LLCCRD#: 133067 Round Rock, TX
Registration History
2002200420062008201020122014201620182020202220242026IAMAJESTIC OAK FINANCIAL, LLC (CRD# 133067)2008 - Present (17 years)IAPREMIER FINANCIAL PLANNING (CRD# 111928)2001 - 2004 (3 years)
License(s)

State Registrations

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Arkansas 1/3/2008
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New York 11/19/2021
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California 1/3/2008
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Texas 7/29/2016
Current Registration(s)
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MAJESTIC OAK FINANCIAL, LLC (CRD#:133067)
Round Rock, TX
Registered with this firm since 1/3/2008
Previous Registration(s)
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 06/11/2001 - 11/30/2004 PREMIER FINANCIAL PLANNING (CRD#:111928) ESCONDIDO, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.