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Investment Adviser Firm Summary
SUNBELT SECURITIES ( CRD # 42180/SEC#:801-71479,8-49748 )
SUNBELT ADVISORY SERVICES, INC., SUNBELT SECURITIES, INC., SUNBELT SECURITIES
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved6/24/2010
KentuckyTerminated7/16/2010
TexasTerminated7/16/2010
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona10/19/2011
Arkansas3/15/2011
California10/19/2011
Colorado3/8/2011
Connecticut7/18/2019
Florida3/23/2012
Georgia3/5/2013
Illinois10/20/2011
Indiana11/1/2023
Iowa8/16/2013
Kentucky6/24/2010
Louisiana10/19/2011
Maryland8/18/2017
Massachusetts5/4/2022
Michigan11/18/2013
Mississippi10/19/2011
Missouri3/24/2011
Montana5/10/2024
Nebraska10/19/2011
Nevada5/11/2015
New Jersey10/27/2017
New Mexico10/19/2011
New York6/20/2012
North Carolina10/19/2011
Ohio10/19/2011
Oklahoma10/19/2011
Oregon10/9/2013
Pennsylvania7/11/2014
South Carolina11/1/2022
South Dakota1/18/2012
Tennessee11/11/2013
Texas6/24/2010
Utah8/16/2013
Virginia11/18/2013
Washington10/28/2013
West Virginia10/19/2011
Wisconsin3/8/2011
Wyoming4/23/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.