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Investment Adviser Firm Summary
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC ( CRD # 38357/SEC#:801-57242,8-48239 )
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC, LAWCO FINANCIAL L.L.C., LARSONALLEN PRIVATE FINANCIAL ADVISORS, LARSONALLEN FINANCIAL, LLC, LARSONALLEN FINANCIAL
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved2/23/2000
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/30/2023
Alaska3/30/2023
Arizona2/9/2004
Arkansas3/30/2023
California5/10/2005
Colorado3/31/2003
Connecticut8/25/2021
Delaware3/30/2023
District of Columbia1/19/2011
Florida4/1/2003
Georgia1/21/2009
Hawaii8/28/2006
Idaho11/23/2010
Illinois3/1/2004
Indiana2/9/2004
Iowa2/17/2004
Kansas8/23/2012
Kentucky8/20/2019
Louisiana2/9/2004
Maine3/30/2023
Maryland1/21/2009
Massachusetts1/21/2009
Michigan2/29/2012
Minnesota3/2/2000
Mississippi3/30/2023
Missouri12/6/2001
Montana8/25/2021
Nebraska8/23/2012
Nevada3/31/2003
New Hampshire6/1/2011
New Jersey3/10/2004
New Mexico8/23/2012
New York2/9/2004
North Carolina12/6/2001
North Dakota3/31/2003
Ohio2/29/2012
Oklahoma8/25/2021
Oregon11/23/2010
Pennsylvania12/6/2001
Rhode Island7/2/2018
South Carolina2/16/2007
South Dakota8/25/2021
Tennessee6/21/2017
Texas3/5/2009
Utah2/9/2004
Vermont3/30/2023
Virgin Islands2/10/2023
Virginia3/25/2004
Washington11/23/2010
West Virginia3/30/2023
Wisconsin3/31/2003
Wyoming3/30/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.