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Investment Adviser Firm Summary
STATE FARM INVESTMENT MANAGEMENT CORP. ( CRD # 3487/SEC#:801-8184,8-13379 )
STATE FARM INVESTMENT MANAGEMENT, STATE FARM INVESTMENT MANAGEMENT CORP.

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/14/1971
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/30/2018
Alaska7/30/2018
Arizona7/30/2018
Arkansas7/30/2018
California7/30/2018
Colorado7/30/2018
Connecticut7/30/2018
Delaware8/2/2012
District of Columbia7/30/2018
Florida7/30/2018
Georgia7/30/2018
Hawaii7/30/2018
Idaho7/30/2018
Illinois4/1/2002
Indiana7/30/2018
Iowa7/30/2018
Kansas7/30/2018
Kentucky7/30/2018
Louisiana7/30/2018
Maine7/30/2018
Maryland7/30/2018
Massachusetts7/30/2018
Michigan7/30/2018
Minnesota7/30/2018
Mississippi7/30/2018
Missouri7/30/2018
Montana7/30/2018
Nebraska7/30/2018
Nevada7/30/2018
New Hampshire7/30/2018
New Jersey8/15/2018
New Mexico7/30/2018
New York7/30/2018
North Carolina7/30/2018
North Dakota7/30/2018
Ohio7/30/2018
Oklahoma7/30/2018
Oregon7/30/2018
Pennsylvania7/30/2018
Rhode Island7/30/2018
South Carolina7/30/2018
South Dakota7/30/2018
Tennessee7/30/2018
Texas7/30/2018
Utah7/30/2018
Vermont7/30/2018
Virginia7/30/2018
Washington7/30/2018
West Virginia7/30/2018
Wisconsin7/30/2018
Wyoming7/30/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.