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Investment Adviser Firm Summary
INVESTABLE ( CRD # 333290/SEC#:801-131507 )
INVESTABLE, INVESTABLE WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/22/2024
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/19/2025
Alaska3/19/2025
Arizona3/19/2025
Arkansas3/19/2025
California3/19/2025
Colorado3/19/2025
Connecticut3/19/2025
Delaware3/19/2025
District of Columbia3/19/2025
Florida3/19/2025
Georgia3/19/2025
Hawaii3/19/2025
Idaho3/19/2025
Illinois3/24/2025
Indiana3/19/2025
Iowa3/19/2025
Kansas3/19/2025
Kentucky3/19/2025
Louisiana3/19/2025
Maine3/19/2025
Maryland3/19/2025
Massachusetts3/19/2025
Michigan3/19/2025
Minnesota3/19/2025
Mississippi3/19/2025
Missouri3/19/2025
Montana3/19/2025
Nebraska3/19/2025
Nevada3/19/2025
New Hampshire3/19/2025
New Jersey3/19/2025
New Mexico3/19/2025
New York3/19/2025
North Carolina3/19/2025
North Dakota3/19/2025
Ohio3/19/2025
Oklahoma3/19/2025
Oregon3/19/2025
Pennsylvania3/19/2025
Rhode Island3/19/2025
South Carolina3/19/2025
South Dakota3/19/2025
Tennessee3/19/2025
Texas3/19/2025
Utah3/19/2025
Vermont3/19/2025
Virginia3/19/2025
Washington3/19/2025
West Virginia3/19/2025
Wisconsin3/19/2025
Wyoming3/19/2025
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.