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Investment Adviser Firm Summary
ADVISOR.COM ( CRD # 318823/SEC#:801-128856 )
ADVISOR WEALTH MANAGEMENT, ADVR, LLC, ADVISOR.COM

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/15/2023
South CarolinaApproved8/16/2022
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
California12/15/2023
Colorado12/15/2023
Georgia12/15/2023
Illinois12/15/2023
Indiana12/15/2023
Maryland12/15/2023
Massachusetts12/15/2023
Michigan12/15/2023
New Jersey12/15/2023
New York12/15/2023
North Carolina12/15/2023
South Carolina12/15/2023
Texas12/15/2023
Virginia12/15/2023
Washington12/15/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.