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Investment Adviser Firm Summary
BLEAKLEY FINANCIAL GROUP, LLC ( CRD # 318366/SEC#:801-123232 )
BLEAKLEY ADVISORY GROUP, POISE WEALTH, BLEAKLEY FINANCIAL GROUP, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved2/14/2022
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/30/2022
Alaska2/12/2024
Arizona2/14/2022
Arkansas6/30/2022
California6/30/2022
Colorado2/14/2022
Connecticut2/14/2022
Delaware6/30/2022
District of Columbia6/30/2022
Florida2/14/2022
Georgia2/14/2022
Hawaii6/30/2022
Idaho6/30/2022
Illinois7/11/2022
Indiana6/30/2022
Iowa6/30/2022
Kansas6/30/2022
Kentucky6/30/2022
Louisiana6/30/2022
Maine6/30/2022
Maryland6/30/2022
Massachusetts2/14/2022
Michigan2/14/2022
Minnesota6/10/2022
Mississippi6/30/2022
Missouri6/30/2022
Montana6/30/2022
Nebraska6/30/2022
Nevada6/30/2022
New Hampshire6/30/2022
New Jersey2/14/2022
New Mexico6/30/2022
New York2/14/2022
North Carolina6/30/2022
North Dakota3/31/2023
Ohio2/14/2022
Oklahoma6/30/2022
Oregon6/30/2022
Pennsylvania2/14/2022
Puerto Rico6/30/2022
Rhode Island6/30/2022
South Carolina6/30/2022
South Dakota6/30/2022
Tennessee6/30/2022
Texas2/14/2022
Utah6/30/2022
Vermont6/30/2022
Virgin Islands6/30/2022
Virginia2/14/2022
Washington6/30/2022
West Virginia6/30/2022
Wisconsin2/14/2022
Wyoming6/30/2022
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.