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Investment Adviser Firm Summary
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC ( CRD # 316024/SEC#:801-122258 )
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC., FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved9/9/2021
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona9/9/2021
California9/9/2021
Colorado9/9/2021
Delaware8/8/2023
Florida9/9/2021
Georgia1/3/2024
Indiana9/17/2021
Kansas6/20/2023
Louisiana9/9/2021
Maryland8/3/2023
Michigan9/9/2021
Minnesota9/9/2021
Missouri9/9/2021
Nebraska12/1/2021
Nevada9/9/2021
New Jersey1/6/2022
New Mexico3/1/2023
New York9/9/2021
North Carolina9/9/2021
North Dakota12/4/2023
Ohio9/9/2021
Oregon9/9/2021
Pennsylvania9/9/2021
South Carolina9/9/2021
Tennessee9/9/2021
Texas9/9/2021
Virginia11/27/2023
Washington9/9/2021
Wisconsin9/9/2021
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.