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Investment Adviser Firm Summary
THE BALDWIN GROUP WEALTH ADVISORS, LLC ( CRD # 312284/SEC#:801-120404 )
BURNHAM GIBSON WEALTH ADVISORS, LLC, THE BALDWIN GROUP WEALTH ADVISORS, LLC, THE BALDWIN GROUP

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved2/26/2021
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama10/1/2024
Arizona2/26/2021
California3/1/2021
Delaware10/1/2024
District of Columbia10/1/2024
Florida2/26/2021
Georgia10/1/2024
Hawaii5/10/2024
Idaho6/28/2023
Illinois10/1/2024
Indiana10/1/2024
Louisiana10/1/2024
Maryland10/1/2024
Massachusetts10/1/2024
Nevada10/1/2024
New Hampshire10/1/2024
New Jersey10/1/2024
New York10/1/2024
Ohio10/1/2024
Oregon10/1/2024
Pennsylvania10/1/2024
South Carolina10/1/2024
Tennessee10/1/2024
Texas2/26/2021
Virginia10/1/2024
Washington4/6/2021
Wisconsin10/1/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.