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Investment Adviser Firm Summary
ENVOY ADVISORY INC. ( CRD # 306559/SEC#:801-117870 )
ENVOY ADVISORY INC., NEWCO ENVOY ADVISORY INC.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/23/2019
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/26/2019
Alaska12/26/2019
Arizona12/26/2019
Arkansas12/26/2019
California12/23/2019
Colorado12/23/2019
Connecticut12/26/2019
Delaware12/26/2019
Florida12/26/2019
Georgia12/26/2019
Hawaii12/26/2019
Idaho12/26/2019
Illinois4/30/2020
Indiana12/26/2019
Iowa12/26/2019
Kansas12/26/2019
Kentucky12/26/2019
Louisiana12/26/2019
Maryland12/26/2019
Massachusetts12/26/2019
Michigan12/26/2019
Minnesota12/23/2019
Mississippi12/26/2019
Missouri12/26/2019
Montana12/26/2019
Nebraska12/26/2019
Nevada12/26/2019
New Hampshire12/26/2019
New Jersey1/30/2020
New Mexico12/26/2019
New York12/26/2019
North Carolina12/26/2019
Ohio12/26/2019
Oklahoma12/26/2019
Oregon12/26/2019
Pennsylvania12/26/2019
Puerto Rico12/26/2019
South Carolina12/26/2019
South Dakota12/26/2019
Tennessee12/26/2019
Texas12/23/2019
Utah12/26/2019
Virgin Islands12/26/2019
Virginia12/26/2019
Washington12/26/2019
Wisconsin12/26/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.