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Investment Adviser Firm Summary
ALBERT INVESTMENTS, LLC ( CRD # 298006/SEC#:801-114361 )
ALBERT INVESTMENTS, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/3/2018
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/3/2018
Alaska12/3/2018
Arizona12/3/2018
Arkansas12/3/2018
California12/3/2018
Colorado12/3/2018
Connecticut12/3/2018
Delaware12/3/2018
District of Columbia12/3/2018
Florida12/3/2018
Georgia12/3/2018
Hawaii12/3/2018
Idaho12/3/2018
Illinois12/3/2018
Indiana12/3/2018
Iowa12/3/2018
Kansas12/3/2018
Kentucky12/3/2018
Louisiana12/3/2018
Maine12/3/2018
Maryland12/3/2018
Massachusetts12/3/2018
Michigan12/3/2018
Minnesota12/3/2018
Mississippi12/3/2018
Missouri12/3/2018
Montana12/3/2018
Nebraska12/3/2018
Nevada12/3/2018
New Hampshire12/3/2018
New Jersey12/3/2018
New Mexico12/3/2018
New York12/3/2018
North Carolina12/3/2018
North Dakota12/3/2018
Ohio12/3/2018
Oklahoma12/3/2018
Oregon12/3/2018
Pennsylvania12/3/2018
Puerto Rico12/3/2018
Rhode Island12/3/2018
South Carolina12/3/2018
South Dakota12/3/2018
Tennessee12/3/2018
Texas12/3/2018
Utah12/3/2018
Vermont12/3/2018
Virgin Islands12/3/2018
Virginia12/3/2018
Washington12/3/2018
West Virginia12/3/2018
Wisconsin12/3/2018
Wyoming12/3/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.