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Investment Adviser Firm Summary
BELLE HAVEN INVESTMENTS, L.P. ( CRD # 29278/SEC#:801-62290,8-44222 )
BELL HAVEN INVESTMENTS, L.P., BELLE HAVEN INVESTMENTS, L.P., BELLE HAVEN INVESTMENTS, INC., BELLE HAVEN INVESTMENTS
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/26/2006
ConnecticutTerminated2/16/2006
IndianaTerminated2/16/2006
MarylandTerminated2/16/2006
New YorkTerminated2/16/2006
WisconsinTerminated2/16/2006
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/27/2013
Alaska3/27/2013
Arizona3/30/2012
Arkansas3/27/2013
California3/7/2006
Colorado3/30/2012
Connecticut1/26/2006
Delaware4/4/2012
District of Columbia3/30/2012
Florida4/18/2011
Georgia4/15/2011
Hawaii3/27/2013
Idaho3/27/2013
Illinois1/26/2006
Indiana1/26/2006
Iowa3/27/2013
Kansas3/27/2013
Kentucky3/27/2013
Louisiana3/30/2012
Maine3/27/2013
Maryland1/26/2006
Massachusetts3/7/2006
Michigan3/30/2012
Minnesota3/27/2013
Mississippi3/27/2013
Missouri3/27/2013
Montana3/27/2013
Nebraska3/27/2013
Nevada3/30/2012
New Hampshire3/27/2013
New Jersey2/28/2006
New Mexico3/30/2012
New York1/26/2006
North Carolina4/15/2011
North Dakota3/27/2013
Ohio3/30/2012
Oklahoma4/15/2011
Oregon3/27/2013
Pennsylvania4/15/2011
Puerto Rico3/27/2013
Rhode Island4/4/2012
South Carolina4/15/2011
South Dakota3/27/2013
Tennessee4/15/2011
Texas3/7/2006
Utah3/27/2013
Vermont3/27/2013
Virgin Islands3/27/2013
Virginia4/15/2011
Washington3/27/2013
West Virginia3/27/2013
Wisconsin1/26/2006
Wyoming3/29/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.