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Investment Adviser Firm Summary
APOLLON WEALTH MANAGEMENT, LLC ( CRD # 291902/SEC#:801-112350 )
ADI DASSLER INTERNATIONAL FAMILY OFFICE, WESTSIDE WEALTH MANAGEMENT OF APOLLON, WEALTH EMPOWERMENT FINANCIAL GROUP, TREE CITY ADVISORS OF APOLLON, TELOS WEALTH ADVISORS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/22/2018
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/31/2022
Alaska1/11/2023
Arizona3/31/2022
Arkansas3/31/2022
California2/15/2018
Colorado10/28/2020
Connecticut2/15/2018
Delaware9/8/2021
District of Columbia12/23/2020
Florida2/15/2018
Georgia2/15/2018
Idaho3/31/2022
Illinois3/30/2020
Indiana9/14/2023
Iowa3/29/2024
Kansas3/31/2022
Kentucky3/31/2022
Louisiana1/11/2023
Maine7/26/2021
Maryland3/31/2022
Massachusetts9/8/2021
Michigan3/31/2022
Minnesota3/31/2022
Mississippi3/31/2022
Missouri12/23/2020
Montana7/26/2021
Nebraska3/31/2022
Nevada3/31/2022
New Hampshire9/8/2021
New Jersey9/17/2021
New Mexico3/31/2022
New York2/15/2018
North Carolina2/15/2018
North Dakota3/31/2022
Ohio9/8/2021
Oklahoma11/4/2022
Oregon7/8/2019
Pennsylvania2/15/2018
Puerto Rico11/4/2022
Rhode Island2/26/2024
South Carolina2/15/2018
South Dakota3/31/2022
Tennessee2/15/2018
Texas2/15/2018
Utah3/31/2022
Vermont3/31/2022
Virginia2/15/2018
Washington3/31/2022
West Virginia11/4/2022
Wisconsin10/28/2020
Wyoming9/14/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.