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Investment Adviser Firm Summary
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. ( CRD # 290043/SEC#:801-111963 )
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, AMERICAN CENTURY PRIVATE CLIENT GROUP, INC., AMERICAN CENTURY PRIVATE CLIENT GROUP, AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC., AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/30/2017
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama10/30/2017
Alaska10/30/2017
Arizona10/30/2017
Arkansas10/30/2017
California10/30/2017
Colorado10/30/2017
Connecticut10/30/2017
Delaware10/30/2017
District of Columbia10/30/2017
Florida10/30/2017
Georgia10/30/2017
Hawaii10/30/2017
Idaho10/30/2017
Illinois10/30/2017
Indiana10/30/2017
Iowa10/30/2017
Kansas10/30/2017
Kentucky10/30/2017
Louisiana10/30/2017
Maine10/30/2017
Maryland10/30/2017
Massachusetts10/30/2017
Michigan10/30/2017
Minnesota10/30/2017
Mississippi10/30/2017
Missouri10/30/2017
Montana10/30/2017
Nebraska10/30/2017
Nevada10/30/2017
New Hampshire10/30/2017
New Jersey11/3/2017
New Mexico10/30/2017
New York10/30/2017
North Carolina10/30/2017
North Dakota10/30/2017
Ohio10/30/2017
Oklahoma10/30/2017
Oregon10/30/2017
Pennsylvania10/30/2017
Puerto Rico10/30/2017
Rhode Island10/30/2017
South Carolina10/30/2017
South Dakota10/30/2017
Tennessee10/30/2017
Texas10/30/2017
Utah10/30/2017
Vermont10/30/2017
Virgin Islands10/30/2017
Virginia10/30/2017
Washington10/30/2017
West Virginia10/30/2017
Wisconsin10/30/2017
Wyoming10/30/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.