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Investment Adviser Firm Summary
ACRYLIC FINANCIAL, INC. ( CRD # 288263/SEC#:801-123623 )
ACRYLIC FINANCIAL, INC., CORNERSTONE FINANCIAL GROUP, BROKERS ALLIANCE INVESTMENTS, INC.

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved4/6/2022
ArizonaTerminated4/14/2022
CaliforniaTerminated5/14/2022
ColoradoTerminated4/15/2022
FloridaTerminated4/14/2022
IllinoisTerminated4/14/2022
KansasTerminated4/14/2022
MarylandTerminated4/21/2022
MassachusettsTerminated4/14/2022
MichiganTerminated4/20/2022
NebraskaTerminated4/14/2022
North DakotaTerminated4/14/2022
OklahomaTerminated4/14/2022
TexasTerminated4/14/2022
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona4/6/2022
California4/6/2022
Florida4/6/2022
Georgia4/6/2022
Hawaii5/12/2023
Illinois4/6/2022
Kansas4/6/2022
Maryland4/6/2022
Massachusetts4/6/2022
Michigan4/6/2022
Nebraska4/6/2022
New Hampshire4/6/2022
New York1/26/2025
North Carolina1/26/2025
Oklahoma4/6/2022
Texas4/6/2022
Utah12/14/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.