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Investment Adviser Firm Summary
STRATOS WEALTH ADVISORS LLC ( CRD # 283816/SEC#:801-108211 )
ACMEJACKWEALTHMANAGEMENT, YOUNG AMERICAN WEALTH MANAGEMENT, WOZNY CAPITAL ADVISORS, LLC, VERITAS BOSTON WEALTH MANAGEMENT, TRUE NORTH WEALTH PARTNERS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved8/15/2016
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/9/2017
Alaska1/9/2017
Arizona12/14/2016
Arkansas1/9/2017
California12/14/2016
Colorado1/9/2017
Connecticut1/9/2017
Delaware1/9/2017
District of Columbia1/9/2017
Florida12/9/2016
Georgia12/14/2016
Hawaii1/9/2017
Idaho1/9/2017
Illinois2/7/2017
Indiana1/9/2017
Iowa1/9/2017
Kansas1/9/2017
Kentucky1/9/2017
Louisiana1/9/2017
Maine1/9/2017
Maryland12/9/2016
Massachusetts1/9/2017
Michigan1/9/2017
Minnesota1/9/2017
Mississippi1/9/2017
Missouri12/14/2016
Montana1/9/2017
Nebraska1/9/2017
Nevada1/9/2017
New Hampshire1/9/2017
New Jersey2/2/2017
New Mexico1/9/2017
New York1/9/2017
North Carolina12/14/2016
North Dakota1/9/2017
Ohio8/15/2016
Oklahoma1/9/2017
Oregon1/9/2017
Pennsylvania12/27/2016
Rhode Island1/9/2017
South Carolina1/9/2017
South Dakota1/9/2017
Tennessee1/9/2017
Texas12/9/2016
Utah12/14/2016
Vermont1/9/2017
Virginia12/8/2016
Washington1/9/2017
West Virginia1/9/2017
Wisconsin1/9/2017
Wyoming2/5/2021
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.