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Investment Adviser Firm Summary
ONESEVEN ( CRD # 283087/SEC#:801-107829 )
AIM WEALTH MANAGEMENT GROUP, LLC, WEALTHCREATE FINANCIAL, WEALTH SOLUTIONS, WE ARE ONE SEVEN, LLC, THE JAICKS GROUP…

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/16/2016
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/3/2020
Arizona10/30/2018
California10/30/2018
Colorado10/30/2018
Connecticut6/3/2020
District of Columbia8/2/2023
Florida5/25/2018
Georgia10/30/2018
Idaho9/6/2022
Illinois10/28/2021
Indiana7/26/2021
Kentucky11/15/2021
Louisiana11/15/2021
Maryland11/1/2019
Massachusetts5/2/2019
Michigan10/30/2018
Minnesota1/6/2020
Nebraska7/26/2021
Nevada9/6/2022
New Hampshire11/1/2019
New Jersey11/13/2018
New York9/26/2018
North Carolina10/30/2018
Ohio5/16/2016
Oregon9/6/2022
Pennsylvania10/30/2018
South Carolina9/26/2018
Tennessee5/2/2019
Texas10/30/2018
Utah12/22/2016
Virginia11/1/2019
Washington7/26/2021
West Virginia7/20/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.