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Investment Adviser Firm Summary
LEGACY WEALTH MANAGEMENT, LLC ( CRD # 174767/SEC#:801-113480 )
ALTRUIST ADVISORS, LWM,LLC, LEGACY WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved6/21/2018
ArizonaTerminated6/25/2018
ColoradoTerminated7/3/2018
FloridaTerminated6/25/2018
IdahoTerminated6/25/2018
MarylandTerminated12/21/2017
MichiganTerminated6/29/2018
TexasTerminated6/25/2018
UtahTerminated7/6/2018
WashingtonTerminated7/2/2018
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/5/2024
Alaska1/5/2024
Arizona6/21/2018
California6/21/2018
Colorado6/21/2018
Connecticut6/6/2022
Florida6/21/2018
Georgia6/6/2022
Hawaii1/2/2019
Idaho6/21/2018
Illinois6/21/2018
Indiana1/5/2024
Kansas6/6/2022
Kentucky1/5/2024
Louisiana6/6/2022
Maryland6/6/2022
Massachusetts6/6/2022
Michigan6/21/2018
Minnesota3/31/2020
Missouri6/6/2022
Montana3/31/2020
Nebraska6/6/2022
Nevada6/6/2022
New Hampshire6/6/2022
New Jersey4/13/2020
New Mexico6/6/2022
New York3/31/2020
North Carolina3/30/2021
Ohio3/30/2021
Oklahoma1/5/2024
Oregon6/21/2018
Pennsylvania6/6/2022
Rhode Island1/5/2024
South Carolina6/6/2022
South Dakota1/5/2024
Tennessee3/30/2021
Texas6/21/2018
Utah6/21/2018
Virginia6/6/2022
Washington6/21/2018
Wisconsin6/6/2022
Wyoming1/5/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.