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Investment Adviser Firm Summary
ORGEL WEALTH MANAGEMENT, LLC ( CRD # 168219/SEC#:801-78284 )
ORGEL WEALTH MANAGEMENT, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/9/2013
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/16/2014
Arizona10/11/2013
California10/11/2013
Colorado10/20/2015
Connecticut3/27/2017
District of Columbia6/16/2014
Florida10/15/2013
Georgia6/16/2014
Hawaii3/27/2017
Idaho10/11/2013
Illinois10/15/2013
Indiana10/11/2013
Iowa6/16/2014
Maine10/11/2013
Maryland6/16/2014
Massachusetts10/11/2013
Michigan10/11/2013
Minnesota10/11/2013
Missouri6/16/2014
Montana6/16/2014
Nebraska10/11/2013
Nevada10/11/2013
New Hampshire3/28/2025
New Jersey7/11/2014
New Mexico10/11/2013
New York10/11/2013
North Carolina10/11/2013
North Dakota10/11/2013
Ohio10/11/2013
Oklahoma9/18/2023
Oregon10/11/2013
Pennsylvania10/11/2013
South Carolina6/16/2014
South Dakota6/16/2014
Tennessee6/16/2014
Texas10/11/2013
Utah9/9/2019
Vermont3/29/2022
Virginia6/16/2014
Washington10/11/2013
Wisconsin10/11/2013
Wyoming5/11/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.