Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Investment Adviser Firm Summary
FORUSALL ( CRD # 167241/SEC#:801-77865 )
FORUS ADVISORS, LLC, FORUSALL ADVISORS, LLC, FORUSALL
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved4/18/2013
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/28/2016
Alaska3/28/2019
Arizona3/15/2017
Arkansas3/28/2019
California4/18/2013
Colorado3/28/2016
Connecticut3/15/2017
Delaware3/28/2019
District of Columbia3/28/2016
Florida3/15/2017
Georgia3/28/2016
Hawaii3/30/2018
Idaho3/28/2016
Illinois4/4/2016
Indiana3/15/2017
Iowa3/30/2018
Kansas3/15/2017
Kentucky3/15/2017
Louisiana3/28/2016
Maine3/30/2018
Maryland8/14/2014
Massachusetts3/28/2016
Michigan3/15/2017
Minnesota3/15/2017
Mississippi3/28/2019
Missouri3/15/2017
Montana3/30/2018
Nebraska3/30/2018
Nevada3/15/2017
New Hampshire5/23/2013
New Jersey4/20/2016
New Mexico3/30/2018
New York5/23/2013
North Carolina3/28/2016
North Dakota3/30/2020
Ohio3/28/2016
Oklahoma3/30/2018
Oregon3/28/2016
Pennsylvania8/14/2014
Rhode Island3/15/2017
South Carolina3/15/2017
South Dakota3/28/2019
Tennessee3/15/2017
Texas8/14/2014
Utah3/30/2018
Vermont3/28/2019
Virgin Islands3/30/2020
Virginia3/28/2016
Washington3/28/2016
West Virginia3/28/2019
Wisconsin8/14/2014
Wyoming3/28/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.