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Investment Adviser Firm Summary
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG ( CRD # 161987/SEC#:801-78476 )
BLACKROCK ASSET MANAGEMENT (SCHWEIZ) AG, SWISS RE PRIVATE EQUITY PATRNERS AG, BLACKROCK PRIVATE EQUITY PARTNERS AG, BLACKROCK ASSET MANAGEMENT SCHWEIZ AG
View latest Form ADV filedPart 2 Brochures

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved9/16/2013
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama9/16/2013
Alaska9/16/2013
Arizona9/16/2013
Arkansas9/16/2013
California9/16/2013
Colorado9/16/2013
Connecticut9/16/2013
Delaware8/17/2013
District of Columbia9/16/2013
Florida9/16/2013
Georgia9/16/2013
Hawaii9/16/2013
Idaho9/16/2013
Illinois3/5/2014
Indiana9/16/2013
Iowa9/16/2013
Kansas9/16/2013
Kentucky9/16/2013
Louisiana9/16/2013
Maine9/16/2013
Maryland9/16/2013
Massachusetts9/16/2013
Michigan9/16/2013
Minnesota9/16/2013
Mississippi9/16/2013
Missouri9/16/2013
Montana9/16/2013
Nebraska9/16/2013
Nevada9/16/2013
New Hampshire9/16/2013
New Jersey10/8/2013
New Mexico9/16/2013
New York9/16/2013
North Carolina9/16/2013
North Dakota9/16/2013
Ohio9/16/2013
Oklahoma9/16/2013
Oregon9/16/2013
Pennsylvania9/16/2013
Puerto Rico9/16/2013
Rhode Island9/16/2013
South Carolina9/16/2013
South Dakota9/16/2013
Tennessee9/16/2013
Texas9/16/2013
Utah9/16/2013
Vermont9/16/2013
Virgin Islands9/16/2013
Virginia9/16/2013
Washington9/16/2013
West Virginia9/16/2013
Wisconsin9/16/2013
Wyoming8/28/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION REPORTING STATUS EFFECTIVE DATE
SECERA - Withdrawn8/16/2013
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.