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Investment Adviser Firm Summary
CORECAP ADVISORS ( CRD # 158819/SEC#:801-72687 )
ADVANTAGE BENEFITS & RETIREMENT, WOOSTER FINANCIAL, WEALTH TRAC MANAGEMENT, WEALTH TRAC FINANCIAL LLC, WEALTH TRAC FINANCIAL…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved8/30/2011
IllinoisTerminated6/21/2012
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama6/20/2016
Alaska1/13/2017
Arizona2/5/2013
Arkansas9/23/2014
California1/9/2013
Colorado2/1/2013
Connecticut1/5/2015
Delaware6/17/2014
District of Columbia6/17/2014
Florida6/21/2012
Georgia2/1/2012
Hawaii4/17/2015
Idaho11/4/2016
Illinois6/27/2012
Indiana6/3/2013
Iowa6/17/2014
Kansas2/27/2017
Kentucky3/21/2014
Louisiana3/4/2013
Maine1/5/2015
Maryland6/17/2014
Massachusetts1/26/2012
Michigan8/30/2011
Minnesota7/6/2012
Mississippi7/15/2016
Missouri8/6/2015
Montana8/11/2015
Nebraska1/5/2015
Nevada10/30/2014
New Hampshire1/5/2015
New Jersey3/5/2014
New Mexico1/24/2017
New York6/17/2014
North Carolina1/9/2013
North Dakota1/24/2017
Ohio4/2/2013
Oklahoma6/24/2013
Oregon8/24/2015
Pennsylvania5/29/2013
Puerto Rico8/13/2019
Rhode Island1/5/2015
South Carolina1/14/2013
South Dakota6/5/2017
Tennessee6/20/2012
Texas7/23/2012
Utah9/23/2014
Vermont6/28/2022
Virginia8/30/2013
Washington4/9/2013
West Virginia6/17/2014
Wisconsin6/20/2016
Wyoming1/2/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.