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Investment Adviser Firm Summary
RFG ADVISORY, LLC ( CRD # 158401/SEC#:801-79153 )
21:5 ADVISORS WEALTH MANAGEMENT, WINGO WEALTH, WILLOW PRIVATE WEALTH, WILLIAMS FINANCIAL ADVISORS, LLC "WFA", VOLARE WEALTH ADVISORS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved2/6/2014
AlabamaTerminated2/27/2014
FloridaTerminated2/18/2014
GeorgiaTerminated2/18/2014
LouisianaTerminated2/28/2014
TexasTerminated2/18/2014
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/6/2014
Alaska3/12/2019
Arizona2/27/2015
Arkansas6/11/2015
California2/27/2015
Colorado2/27/2015
Connecticut3/12/2019
Delaware3/12/2019
District of Columbia2/24/2014
Florida2/6/2014
Georgia2/6/2014
Hawaii3/12/2019
Idaho3/12/2019
Illinois10/16/2014
Indiana3/2/2018
Iowa2/28/2018
Kansas9/11/2015
Kentucky2/28/2018
Louisiana2/6/2014
Maine3/12/2019
Maryland3/12/2019
Massachusetts3/12/2019
Michigan4/2/2018
Minnesota3/30/2016
Mississippi9/21/2015
Missouri8/1/2014
Montana3/12/2019
Nebraska11/1/2018
Nevada3/12/2019
New Hampshire11/1/2018
New Jersey4/3/2019
New Mexico3/12/2019
New York6/3/2016
North Carolina2/27/2015
North Dakota3/12/2019
Ohio2/27/2015
Oklahoma3/12/2019
Oregon3/12/2019
Pennsylvania2/27/2015
Rhode Island3/12/2019
South Carolina2/27/2015
South Dakota3/12/2019
Tennessee10/13/2014
Texas2/6/2014
Utah3/12/2019
Vermont11/1/2018
Virgin Islands3/12/2019
Virginia1/15/2016
Washington8/16/2016
West Virginia3/12/2019
Wisconsin9/11/2015
Wyoming3/12/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.