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Investment Adviser Firm Summary
CAPITAL INVESTMENT ADVISORS, LLC ( CRD # 158055/SEC#:801-72532 )
CAPITAL INVESTMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/7/2011
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/7/2011
Alaska1/30/2021
Arizona5/15/2017
Arkansas1/10/2019
California7/7/2011
Colorado2/13/2013
Connecticut5/3/2019
Delaware2/8/2018
District of Columbia1/30/2024
Florida7/7/2011
Georgia7/7/2011
Hawaii3/2/2021
Idaho5/10/2018
Illinois2/12/2016
Indiana8/19/2015
Iowa3/25/2022
Kansas8/19/2022
Kentucky8/19/2015
Louisiana7/7/2011
Maine1/30/2024
Maryland3/18/2020
Massachusetts5/3/2019
Michigan6/2/2015
Minnesota5/15/2017
Mississippi8/19/2015
Missouri4/18/2022
Montana1/30/2021
Nebraska7/7/2011
Nevada5/3/2019
New Hampshire7/7/2011
New Jersey9/2/2015
New Mexico11/13/2017
New York2/13/2013
North Carolina7/7/2011
North Dakota1/30/2024
Ohio7/7/2011
Oklahoma8/19/2015
Oregon1/30/2021
Pennsylvania7/7/2011
Puerto Rico8/14/2017
Rhode Island10/19/2023
South Carolina7/7/2011
South Dakota8/14/2023
Tennessee7/7/2011
Texas7/7/2011
Utah2/8/2018
Vermont1/30/2021
Virgin Islands1/30/2024
Virginia7/7/2011
Washington8/19/2015
West Virginia5/26/2021
Wisconsin2/13/2013
Wyoming1/30/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.