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Investment Adviser Firm Summary
THE MATHER GROUP, LLC ( CRD # 156005/SEC#:801-72156 )
LEGACY AT TMG (FAMILY OFFICE), THE MATHER GROUP, LLC, THE MATHER GROUP, INC.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved2/18/2011
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/9/2021
Alaska5/24/2023
Arizona9/28/2017
Arkansas8/5/2022
California8/26/2015
Colorado3/26/2018
Connecticut10/31/2019
Delaware3/9/2021
District of Columbia10/31/2018
Florida8/26/2015
Georgia3/31/2017
Hawaii5/24/2023
Idaho3/9/2021
Illinois2/18/2011
Indiana8/26/2015
Iowa3/9/2021
Kansas11/17/2021
Kentucky9/12/2019
Louisiana9/12/2019
Maine8/5/2022
Maryland8/5/2022
Massachusetts2/6/2019
Michigan8/26/2015
Minnesota5/25/2018
Mississippi11/17/2021
Missouri6/21/2019
Montana10/28/2022
Nebraska2/6/2019
Nevada11/17/2021
New Hampshire10/31/2019
New Jersey1/18/2019
New Mexico11/17/2021
New York10/31/2018
North Carolina9/12/2019
North Dakota5/24/2023
Ohio5/25/2018
Oklahoma11/17/2021
Oregon3/9/2021
Pennsylvania3/26/2018
Rhode Island10/31/2019
South Carolina3/26/2018
South Dakota5/24/2023
Tennessee8/15/2019
Texas1/15/2013
Utah11/17/2021
Vermont8/5/2022
Virginia10/31/2018
Washington10/7/2020
West Virginia8/5/2022
Wisconsin8/26/2015
Wyoming5/24/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.