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Investment Adviser Firm Summary
CREATIVEONE SECURITIES, LLC ( CRD # 152974/SEC#:801-78158,8-68494 )
AFFINITY ASSET MANAGEMENT, WESTERN LAKES FINANCIAL, WEATLH WISDOM GROUP, WALLSTREET GROUP ADVISORS, LLC, VOYAGE FINANCIAL PARTNERS…

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved6/5/2013
ArizonaTerminated6/5/2013
ArkansasTerminated6/5/2013
CaliforniaTerminated7/5/2013
ColoradoTerminated6/6/2013
ConnecticutTerminated6/6/2013
DelawareTerminated6/6/2013
FloridaTerminated6/5/2013
GeorgiaTerminated6/5/2013
IdahoTerminated6/6/2013
IllinoisTerminated6/5/2013
IndianaTerminated6/6/2013
IowaTerminated6/5/2013
KansasTerminated6/5/2013
LouisianaTerminated6/12/2013
MaineTerminated6/5/2013
MarylandTerminated6/17/2013
MassachusettsTerminated7/24/2013
MinnesotaTerminated6/5/2013
MississippiTerminated6/5/2013
MissouriTerminated6/5/2013
MontanaTerminated6/5/2013
NebraskaTerminated6/6/2013
New JerseyTerminated6/26/2013
New YorkTerminated6/5/2013
North CarolinaTerminated6/5/2013
OhioTerminated6/6/2013
OklahomaTerminated6/6/2013
South CarolinaTerminated6/5/2013
TexasTerminated6/5/2013
VirginiaTerminated6/6/2013
West VirginiaTerminated6/5/2013
WisconsinTerminated6/6/2013
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/26/2018
Alaska3/31/2017
Arizona6/5/2013
Arkansas11/26/2013
California6/5/2013
Colorado6/5/2013
Connecticut6/5/2013
Delaware11/18/2016
District of Columbia6/5/2013
Florida6/5/2013
Georgia12/8/2017
Hawaii8/14/2015
Idaho7/18/2016
Illinois5/2/2014
Indiana4/15/2014
Iowa6/5/2013
Kansas6/5/2013
Kentucky3/26/2018
Louisiana7/12/2016
Maine6/5/2013
Maryland6/5/2013
Massachusetts3/7/2014
Michigan3/26/2018
Minnesota3/7/2014
Mississippi6/5/2013
Missouri6/5/2013
Montana3/26/2018
Nebraska6/5/2013
Nevada2/11/2016
New Hampshire8/18/2015
New Jersey6/26/2013
New Mexico11/18/2016
New York3/7/2014
North Carolina4/27/2015
North Dakota3/26/2018
Ohio3/7/2014
Oklahoma3/7/2016
Oregon6/8/2015
Pennsylvania6/5/2013
Rhode Island3/26/2018
South Carolina11/7/2014
South Dakota8/25/2017
Tennessee5/2/2014
Texas6/5/2013
Utah8/25/2017
Vermont3/26/2018
Virginia3/7/2014
Washington3/7/2014
West Virginia5/19/2015
Wisconsin6/5/2013
Wyoming3/26/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.