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Investment Adviser Firm Summary
AVIOR WEALTH MANAGEMENT, LLC ( CRD # 148674/SEC#:801-69773 )
AGATE ASSET MANAGEMENT, LLC, VERDANT WEALTH MANAGEMENT, VERDANT GROUP, LLC, SC FINANCIAL SERVICES, NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/4/2008
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama10/9/2020
Arizona3/27/2014
Arkansas3/30/2020
California1/9/2009
Colorado9/15/2011
Connecticut3/28/2025
Florida8/2/2013
Georgia3/30/2020
Hawaii3/28/2025
Idaho11/21/2022
Illinois9/8/2015
Indiana11/21/2022
Iowa1/12/2009
Kansas3/1/2013
Kentucky3/28/2025
Louisiana9/24/2010
Maryland11/21/2022
Massachusetts7/8/2024
Michigan11/21/2022
Minnesota10/11/2021
Missouri3/1/2013
Montana7/8/2024
Nebraska1/9/2009
Nevada11/21/2022
New Hampshire3/30/2020
New Jersey3/28/2025
New Mexico3/30/2020
New York3/30/2020
North Carolina3/30/2020
Ohio11/21/2022
Oklahoma3/19/2012
Oregon3/23/2016
Pennsylvania7/8/2024
South Carolina11/21/2022
South Dakota3/19/2012
Tennessee10/9/2020
Texas1/9/2009
Utah3/30/2020
Vermont10/9/2020
Virginia9/3/2015
Washington3/30/2020
Wisconsin10/9/2020
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.