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Investment Adviser Firm Summary
WEALTHFRONT ADVISERS LLC ( CRD # 148456/SEC#:801-69766 )
KACHING, WEALTHFRONT INC., WEALTHFRONT ADVISERS LLC, WEALTHFRONT ADVISERS, WEALTHFRONT…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/21/2008
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama5/26/2010
Alaska2/3/2014
Arizona11/20/2009
Arkansas4/1/2013
California9/8/2009
Colorado11/2/2016
Connecticut4/13/2010
Delaware11/2/2012
District of Columbia5/18/2010
Florida11/2/2009
Georgia5/13/2010
Hawaii2/28/2012
Idaho4/1/2013
Illinois10/16/2009
Indiana2/28/2012
Iowa6/21/2013
Kansas1/5/2011
Kentucky2/28/2012
Louisiana8/17/2012
Maine4/1/2013
Maryland2/4/2010
Massachusetts11/10/2009
Michigan3/2/2010
Minnesota7/23/2010
Mississippi2/3/2014
Missouri4/13/2010
Montana11/2/2012
Nebraska10/29/2009
Nevada10/29/2009
New Hampshire10/29/2009
New Jersey12/3/2009
New Mexico11/2/2012
New York10/29/2009
North Carolina1/7/2010
North Dakota2/3/2014
Ohio11/10/2009
Oklahoma4/1/2013
Oregon3/31/2010
Pennsylvania1/4/2010
Puerto Rico10/31/2016
Rhode Island11/2/2012
South Carolina5/5/2010
South Dakota11/2/2012
Tennessee8/17/2012
Texas10/29/2009
Utah2/28/2012
Vermont8/17/2012
Virgin Islands6/26/2017
Virginia11/4/2009
Washington11/4/2009
West Virginia2/3/2014
Wisconsin1/7/2010
Wyoming10/25/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.