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Investment Adviser Firm Summary
MILLER TABAK ASSET MANAGEMENT ( CRD # 147381/SEC#:801-69239 )
MILLER TABAK ASSET MANAGEMENT, MTAM, MILLER TABAK ASSET MANAGEMENT, MT ASSET MANAGEMENT, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved6/23/2008
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/26/2009
Alaska7/8/2021
Arizona12/7/2010
Arkansas7/29/2013
California6/23/2008
Colorado1/3/2011
Connecticut6/3/2009
Delaware12/5/2016
District of Columbia4/18/2018
Florida8/3/2010
Georgia8/2/2010
Hawaii5/18/2010
Idaho3/30/2010
Illinois8/25/2008
Iowa12/8/2010
Kansas6/15/2010
Kentucky4/15/2014
Louisiana10/27/2010
Maine4/12/2024
Maryland7/5/2011
Massachusetts6/23/2008
Michigan6/7/2010
Minnesota3/30/2010
Mississippi10/8/2013
Missouri9/22/2009
Montana1/13/2020
Nebraska10/11/2013
Nevada8/3/2009
New Hampshire4/25/2019
New Jersey6/23/2008
New Mexico2/9/2011
New York6/23/2008
North Carolina7/16/2008
North Dakota6/23/2010
Ohio6/23/2010
Oklahoma3/10/2011
Oregon3/21/2011
Pennsylvania6/23/2008
South Carolina8/3/2009
South Dakota10/11/2013
Tennessee7/17/2008
Texas6/23/2008
Utah4/12/2010
Virginia3/30/2010
Washington3/26/2009
West Virginia10/13/2020
Wisconsin7/25/2017
Wyoming11/16/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.