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Investment Adviser Firm Summary
BERKSHIRE ASSET MANAGEMENT, LLC ( CRD # 145463/SEC#:801-68485 )
BERKSHIRE ASSET MANAGEMENT, LLC, BERKSHIRE MANAGEMENT LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/1/2007
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama11/30/2016
Alaska3/20/2025
Arizona11/30/2016
California3/20/2014
Colorado3/28/2012
Connecticut3/31/2018
Delaware3/29/2010
Florida10/17/2007
Georgia3/26/2019
Illinois4/12/2016
Indiana3/26/2019
Kentucky3/24/2016
Louisiana3/26/2015
Maryland7/1/2007
Massachusetts3/20/2014
Michigan3/26/2019
Missouri3/20/2025
New Hampshire3/20/2025
New Jersey10/25/2007
New York10/17/2007
North Carolina7/1/2007
Ohio3/24/2016
Oklahoma3/20/2025
Oregon3/31/2018
Pennsylvania7/1/2007
Rhode Island3/20/2025
South Carolina3/20/2014
South Dakota3/20/2025
Tennessee11/30/2016
Texas3/20/2014
Utah3/20/2025
Virginia3/20/2014
Washington3/20/2025
West Virginia3/20/2025
Wisconsin3/24/2016
Wyoming3/20/2025
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.