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Investment Adviser Firm Summary
INFINITY FINANCIAL SERVICES ( CRD # 144302/SEC#:8-67647 )
INFINITY FINANCIAL SERVICES, MAR VISTA INSURANCE AGENCY DBA INFINITY FINANCIAL SERVICES, INFINITY SECURITIES, INC., INFINITY FINANVIAL SERVICES
View latest Form ADV filed

The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
AlaskaTerminated12/31/2020
ArizonaTerminated12/31/2020
CaliforniaTerminated12/31/2020
ConnecticutTerminated12/31/2020
DelawareTerminated2/5/2021
District of ColumbiaTerminated12/31/2020
FloridaTerminated12/31/2020
GeorgiaTerminated12/31/2020
IdahoTerminated12/31/2020
IllinoisTerminated12/31/2020
IndianaTerminated1/27/2021
IowaTerminated12/31/2020
KansasTerminated12/31/2020
KentuckyTerminated12/31/2020
LouisianaTerminated1/4/2021
MarylandTerminated12/31/2020
MassachusettsTerminated12/31/2020
MichiganTerminated12/31/2020
MississippiTerminated12/31/2020
MissouriTerminated12/31/2020
NevadaTerminated1/28/2021
New HampshireTerminated12/31/2020
New JerseyTerminated2/2/2021
New MexicoTerminated12/31/2020
New YorkTerminated12/31/2020
North CarolinaTerminated12/31/2020
OhioTerminated1/2/2021
OklahomaTerminated1/28/2021
OregonTerminated12/31/2020
PennsylvaniaTerminated12/31/2020
Rhode IslandTerminated12/31/2020
South DakotaTerminated11/21/2011
TennesseeTerminated12/31/2020
TexasTerminated12/31/2020
VirginiaTerminated7/10/2019
WashingtonTerminated1/22/2021
WisconsinTerminated12/31/2020
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

Not Currently Notice Filed
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.