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Investment Adviser Firm Summary
THE RETIREMENT PLANNING GROUP, LLC ( CRD # 129625/SEC#:801-62655 )
THE RETIREMENT PLANNING GROUP, INC., THE RETIREMENT PLANNING GROUP, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/16/2004
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Arizona5/3/2022
Arkansas5/10/2023
California5/28/2009
Colorado5/21/2021
Connecticut8/2/2024
Florida10/6/2010
Georgia11/17/2018
Hawaii5/14/2024
Idaho8/2/2024
Illinois5/28/2009
Indiana5/3/2022
Iowa5/10/2023
Kansas1/16/2004
Kentucky5/3/2022
Louisiana1/23/2017
Massachusetts8/2/2024
Michigan5/10/2023
Missouri1/16/2004
Nebraska10/5/2010
Nevada8/2/2024
New Jersey7/8/2024
New York7/8/2024
North Carolina5/3/2022
Ohio3/27/2019
Oregon5/3/2022
South Carolina5/3/2022
Tennessee5/3/2022
Texas2/17/2009
Utah8/2/2024
Virginia8/2/2024
Washington5/10/2023
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.