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Investment Adviser Firm Summary
VALEO FINANCIAL ADVISORS, LLC ( CRD # 127132/SEC#:801-66402 )
VALEO FINANCIAL ADVISORS, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved3/17/2006
CaliforniaTerminated4/21/2006
IndianaTerminated4/21/2006
OhioTerminated4/21/2006
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama7/13/2023
Arizona3/31/2014
California7/28/2004
Colorado3/30/2012
Connecticut12/1/2019
District of Columbia3/25/2023
Florida3/17/2006
Georgia8/4/2015
Illinois8/7/2009
Indiana3/17/2006
Iowa3/18/2022
Kentucky1/5/2007
Louisiana6/13/2007
Maryland9/2/2019
Massachusetts11/1/2016
Michigan3/31/2011
Minnesota3/19/2018
Missouri8/7/2014
Montana7/13/2023
Nevada10/1/2020
New Hampshire9/12/2017
New Jersey4/6/2018
New Mexico2/3/2025
New York5/21/2008
North Carolina7/23/2018
Ohio3/17/2006
Oregon3/28/2024
Pennsylvania8/7/2014
South Carolina1/7/2019
Tennessee10/2/2015
Texas1/5/2007
Utah3/19/2018
Virginia3/19/2018
Washington8/4/2015
Wisconsin7/2/2013
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.