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Investment Adviser Firm Summary
FREEDOM INVESTMENT MANAGEMENT, INC. ( CRD # 126052/SEC#:801-68642 )
EQIS, NEXUS ADVISORS INC., FREEDOM INVESTMENT MANAGEMENT, INC., FREEDOM INVESTMENT MANAGEMENT, FREEDOM INVESTEMENT MANAGEMENT, INC.…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/8/2008
ArizonaTerminated1/10/2008
CaliforniaTerminated1/11/2008
ColoradoTerminated1/15/2008
ConnecticutTerminated1/10/2008
FloridaTerminated1/14/2008
IdahoTerminated1/10/2008
IllinoisTerminated1/8/2008
IndianaTerminated1/10/2008
IowaTerminated1/11/2008
MarylandTerminated1/31/2008
MassachusettsTerminated1/14/2008
New JerseyTerminated1/10/2008
North CarolinaTerminated1/10/2008
OhioTerminated1/10/2008
TexasTerminated1/10/2008
VirginiaTerminated1/17/2008
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/8/2008
Alaska11/15/2010
Arizona1/8/2008
Arkansas1/18/2008
California9/14/2006
Colorado1/8/2008
Connecticut1/8/2008
Delaware1/14/2008
District of Columbia1/24/2014
Florida1/8/2008
Georgia1/8/2008
Hawaii4/14/2008
Idaho1/8/2008
Illinois1/8/2008
Indiana1/8/2008
Iowa1/10/2008
Kansas1/8/2008
Kentucky8/15/2008
Louisiana5/4/2009
Maine9/8/2010
Maryland1/8/2008
Massachusetts1/8/2008
Michigan1/8/2008
Minnesota1/17/2008
Mississippi1/14/2008
Missouri1/8/2008
Montana6/22/2011
Nebraska1/8/2008
Nevada4/14/2008
New Hampshire4/12/2012
New Jersey1/14/2008
New Mexico1/8/2008
New York1/8/2008
North Carolina1/8/2008
North Dakota11/20/2009
Ohio1/8/2008
Oklahoma3/3/2008
Oregon1/14/2008
Pennsylvania1/8/2008
Puerto Rico8/14/2013
Rhode Island8/6/2012
South Carolina1/8/2008
South Dakota1/10/2008
Tennessee1/8/2008
Texas1/8/2008
Utah1/8/2008
Vermont1/8/2008
Virginia1/8/2008
Washington1/14/2008
West Virginia2/13/2013
Wisconsin1/14/2008
Wyoming11/7/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.