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Investment Adviser Firm Summary
GW&K INVESTMENT MANAGEMENT, LLC ( CRD # 121942/SEC#:801-61559 )
GANNETT WELSH & KOTLER INC., GW&K INVESTMENT MANAGEMENT, LLC, GANNETT WELSH & KOTLER, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/18/2002
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama11/18/2002
Alaska11/18/2002
Arizona11/18/2002
Arkansas11/18/2002
California11/18/2002
Colorado11/18/2002
Connecticut11/18/2002
Delaware8/1/2003
District of Columbia11/18/2002
Florida11/18/2002
Georgia11/18/2002
Hawaii11/18/2002
Idaho11/18/2002
Illinois12/18/2002
Indiana11/18/2002
Iowa11/18/2002
Kansas11/18/2002
Kentucky11/18/2002
Louisiana11/18/2002
Maine11/18/2002
Maryland11/18/2002
Massachusetts11/18/2002
Michigan11/18/2002
Minnesota11/18/2002
Mississippi11/18/2002
Missouri11/18/2002
Montana11/18/2002
Nebraska11/18/2002
Nevada11/18/2002
New Hampshire11/18/2002
New Jersey11/18/2002
New Mexico11/18/2002
New York11/18/2002
North Carolina11/18/2002
North Dakota11/18/2002
Ohio11/18/2002
Oklahoma11/18/2002
Oregon11/18/2002
Pennsylvania11/18/2002
Puerto Rico11/18/2002
Rhode Island11/18/2002
South Carolina11/18/2002
South Dakota11/18/2002
Tennessee11/18/2002
Texas1/2/2003
Utah11/18/2002
Vermont11/18/2002
Virgin Islands3/26/2021
Virginia11/18/2002
Washington11/18/2002
West Virginia11/18/2002
Wisconsin11/18/2002
Wyoming3/28/2019
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.