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Investment Adviser Firm Summary
SIGNATUREFD, LLC ( CRD # 112758/SEC#:801-60393 )
F&D ADVISORS, LLC, SIGNATUREFD, LLC

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved7/6/2001
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/21/2006
Arizona4/29/2022
California11/18/2009
Colorado3/30/2016
Connecticut4/29/2022
District of Columbia3/31/2018
Florida3/31/2005
Georgia7/6/2001
Illinois4/4/2016
Indiana6/6/2011
Iowa4/29/2022
Kentucky3/30/2023
Louisiana2/21/2006
Maryland3/31/2018
Massachusetts4/1/2013
Minnesota4/29/2022
Nevada4/29/2022
New Hampshire3/29/2019
New Jersey5/14/2010
New York3/28/2014
North Carolina3/30/2005
Ohio3/31/2021
Oklahoma5/6/2019
Oregon4/29/2022
Pennsylvania3/31/2021
South Carolina1/6/2009
Tennessee9/29/2006
Texas1/16/2004
Utah4/29/2022
Virginia3/30/2011
Washington3/31/2021
West Virginia3/28/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.