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Investment Adviser Firm Summary
FORVIS MAZARS WEALTH ADVISORS, LLC ( CRD # 110905/SEC#:801-56928 )
BKD INVESTMENT ADVISORS LLC, FORVIS WEALTH ADVISORS, LLC, FORVIS PRIVATE CLIENT, FORVIS MAZARS WEALTH ADVISORS, LLC, FORVIS MAZARS WEALTH ADVISORS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved10/28/1999
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama5/25/2022
Arizona12/19/2002
Arkansas9/28/1998
California12/19/2002
Colorado7/19/2000
District of Columbia5/25/2022
Florida12/20/2002
Georgia1/18/2016
Illinois4/17/2000
Indiana3/11/2002
Iowa1/3/2019
Kansas12/20/1999
Kentucky8/31/1998
Louisiana5/25/2022
Maryland4/6/2021
Massachusetts8/2/2021
Michigan1/11/2021
Minnesota1/4/2023
Mississippi5/12/2008
Missouri1/1/2000
Nebraska11/9/1998
Nevada4/6/2021
New Hampshire12/14/2022
New Jersey12/14/2022
New Mexico5/5/2023
New York2/6/2020
North Carolina12/12/2014
Ohio3/11/2002
Oklahoma1/1/2000
Oregon8/29/2013
Pennsylvania1/7/2014
South Carolina5/25/2022
Tennessee12/19/2002
Texas7/26/2000
Utah1/2/2020
Vermont1/4/2023
Virginia1/11/2021
Washington9/29/2017
West Virginia5/25/2022
Wisconsin11/17/2017
Wyoming4/4/2022
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.